Compliance Officer

Location : Hong Kong

Job description

  1. Monitor and analyze risks in new business or product from compliance and AML perspective;
  2. Operate and maintain AML monitoring and reporting system, conduct daily monitoring, investigation and reporting works;
  3. Develop and review AML and compliance policies and guidelines, dynamically auditing members/institutions’ AML compliance;
  4. Prepare materials for in-house staff or external members training on relevant AML and compliance topics to promote awareness within the industry;
  5. Assist in establishing compliance and operational risk monitoring program on the Company’s various activities, products and workflows to ensure compliance with internal policies, applicable laws and regulations;
  6. Maintain awareness of regulatory changes impacting assigned areas of responsibility, ensures appropriate communication, and works with related regulatory bodies and business partners on implementation of any changes to business policies, processes and procedures.
  7. Compile periodic reporting for regulatory bodies and management;
  8. Assist in conducting on-site compliance checking on branches and other departments;

Qualifications, Skills and Experience

  • Bachelor’s degree or above in Finance, Accounting, Law or related disciplines;
  • 3-5 years of compliance/operational risk or relevant experience gained from financial institution;
  • Solid experience in banking/credit card operations is an advantage;
  • Understanding of credit card operations and AML regulations;
  • Proficient in MS Office applications
  • Proficient in both spoken and written Chinese and English
  • *Candidate with less experience will be considered as Assistant Compliance Officer.


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